2024 Cftc 4.22 f 2

Cftc 4.22 f 2

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August undefined, 2024

Web(2) option contracts granted by a person that has registered with the Commission under Section 4c (d) of the Act as a grantor of such option contracts or has notified the Commission under the Commission's rules that it is qualified to grant such option contracts; WebA reporting person operating a pool that meets the conditions specified in § 4.22 (d) (2) (i) to present and compute the commodity pool's financial statements contained in the Annual Report other than in accordance with United States generally accepted accounting principles and has filed notice pursuant to § 4.22 (d) (2) (iii) may also use the …

Agencies - Commodity Futures Trading Commission - Federal Register

WebMar 24, 2024 · The CFTC and NFA have extended the time for CPOs to file the annual reports with the NFA and distribute them to pool participants to no later than 45 days after the original due date. Additionally, CPOs will be able to seek extensions up to 180 days from fiscal year-end pursuant to CFTC Regulation 4.22 (f). WebCHAPTER I—COMMODITY FUTURES TRADING COMMISSION; PART 4—COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS; Subpart B—Commodity Pool Operators § 4.23 Recordkeeping. 17 CFR § 4.23 - Recordkeeping. CFR ; Table of Popular Names prev next § 4.23 Recordkeeping. ... (2) and (b)(3) must be made ... lutheran physical therapy fort wayne

October 29, 2013 CFTC Adopts Harmonization Rules for …

Web( ii) In the case of § 4.22 (a) and (b), that the Commission accept in lieu and in satisfaction of the Account Statement and prescribed frequency respectively specified by those sections a statement which indicates the net asset value of the pool as of the end of the reporting period and the change in net asset value from the end of the previous … WebAug 16, 2013 · IntroductionOn August 12, 2013, the U.S. Commodity Futures Trading Commission adopted final regulations with respect to commodity pool operators (“CPOs”) of registered investment companies (“RICs”).1 The CFTC’s action will permit CPOs to RICs to satisfy the disclosure, reporting, and recordkeeping requirements that would otherwise … WebCommodity Futures Trading Commission CFTC jcpenney foundry mens shirts

CPO Help Guide: Filing Extensions and Notice Filings …

eCFR :: 17 CFR Part 4 -- Commodity Pool Operators and …

WebThe commodity pool operator must maintain the waivers in accordance with § 4.23 and must make the waivers available to the Commission or National Futures Association upon … WebThe commodity pool operator of a pool whose units of participation meet the criteria of paragraph (c) (1) (ii) of this section may claim the following relief: (i) The pool operator of … jcpenney four seasons mallWebThis section is organized as follows: Paragraph (a) contains definitions for the purposes of § 4.7; paragraph (b) contains the relief available to commodity pool operators under § 4.7; paragraph (c) contains the relief available to commodity trading advisors under § 4.7; paragraph (d) concerns the Notice of Claim for Exemption under § 4.7; and paragraph … lutheran philosophy

"WebCFTC Rule 4.22 currently permits a commodity pool operator (“CPO”) to use International Financial Reporting Standards (“IFRS”) in lieu of U.S. GAAP in the preparation and computation of the annual and periodic financial statements of a 1 Commodity Pool Operator Financial Reports, 81 Fed. Reg. 85147 (Nov. 25, 2016). For more information ... " - Cftc 4.22 f 2

Cftc 4.22 f 2

Commodity Futures Trading Commission CFTC

WebFeb 22, 2006 · Rule 4.22 (d) requires that the certification of commodity pool annual reports by independent accountants be made in accordance with the certification requirements … WebFor a pool that invests in other funds, this information must include, but is not limited to, separately disclosing the amounts of income, management and incentive fees …

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WebFeb 6, 2024 · CFTC Regulation 4.22 (c) (6) provides that “Where the pool is comprised of more than one ownership class or series, information for the series or class on which the financial statements are reporting should be presented in addition to the information presented for the pool as a whole; except that, for a pool that is a series fund structured … WebCFTC Adopts Amendments to Reporting Requirements for Commodity Pool Operators. Washington, DC —The Commodity Futures Trading Commission (CFTC) has adopted …

WebTitle 17 - Commodity and Securities Exchanges; CHAPTER I - COMMODITY FUTURES TRADING COMMISSION; PART 32 - REGULATION OF COMMODITY OPTION … WebMar 30, 2024 · CFTC Staff Letters Office of Technology Innovation Market Data & Economic Analysis Data at CFTC Commitments of Traders Bank Participation Reports Cotton On-Call Financial Data for FCMS Net Position Changes Data Staff Reports Weekly Swaps Report Cleared Margin Reports Office of the Chief Economist Forms & Submissions Learn & …

WebFunds’ use of futures contracts, options on futures cont racts, leverage contracts, retail forex contracts, and swaps (together, “commodity interests”) or register as CPOs and submit to dual regulation by the CFTC and the SEC.2 In amending Regulation 4.5, the CFTC recognized that CFTC and SEC WebFeb 23, 2024 · 4.22(f)(1), Request for up to 90 days to file an Annual Report; 4.22(f)(2), Request for up to 90 days to file an Annual Report for a Fund of Funds; 4.22(g), Change …

WebCFTC DIVISION OF CLEARING AND INTERMEDIARY OVERSIGHT CONTACT INFORMATION Regional Office Locations Eastern Region 140 Broadway, 19th Floor New York, NY 10005-1146 Contacts Ronald A. Carletta Phone: (646)-746-9726 E-Mail: [email protected] Al Goll Phone: (646)-746-9723 E-Mail: [email protected] Fax: (646) … lutheran philosopherWebDec 1, 2016 · The final rule amends CFTC Regulation 4.22 (g) (2) to provide an exemption to the requirement that CPO annual reports be audited for pools in their first fiscal year where the period from the formation of the pool to the pool's first fiscal year-end is a short amount of time (see below). lutheran physician group cardiologyWebJan 31, 2024 · The amendments modify CFTC Regulation 3.3(f)(2)(i) to give all Registrants up to 90 days after their fiscal year end to furnish the CCO annual report to the CFTC, codifying the ongoing relief most recently provided by CFTC Staff Letter No. 15-15. 20 lutheran physicians warsaw inWeb( c) Any person who desires to claim the exclusion provided by this section shall file electronically a notice of eligibility with the National Futures Association through its … lutheran physiciansWeb2 Commission Regulation 4.22(c)(6) 1 Commission regulations referred to herein are found at 17 CFR Ch.I (2016). 2 Commission Regulations 4.22(c)(1) – (5) and 4.22(d) provides … jcpenney fox hills mall phone numberWebLII Electronic Code of Federal Regulations (e-CFR) Title 17 - Commodity and Securities Exchanges CHAPTER I - COMMODITY FUTURES TRADING COMMISSION PART 4 - COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS 17 CFR Part 4 - COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS … jcpenney fox hillsWeb2 Commission Regulation 4.22(c)(6) 1 Commission regulations referred to herein are found at 17 CFR Ch.I (2016). 2 Commission Regulations 4.22(c)(1) – (5) and 4.22(d) provides that the Annual Report must be audited and must contain statements showing the commodity pool’s net asset value as of the end of the commodity pool’s two jcpenney four seasons mall greensboro nc